Notices

Last updated: September 10, 2025

General Website Disclaimer: This website and its content do not constitute an invitation, offer, or solicitation to engage in any investment activity. Access is restricted to eligible counterparties and professional clients only. If you do not qualify, you must exit immediately. The information provided is for informational purposes only and is not intended as financial, investment, tax, legal, or other advice. PanEuro Special Situations Ltd ("PanEuro") makes no representations or warranties as to the accuracy, completeness, or suitability of the information.

Regulatory Status

PanEuro is not authorised or regulated by the Financial Conduct Authority (FCA) or any other regulatory body. It operates exclusively within applicable exemptions and exclusions under UK law, including the Financial Services and Markets Act 2000 (FSMA) and the Financial Services and Markets Act 2000 (Regulated Activities) Order 2001 (RAO). PanEuro regularly reviews its activities to ensure ongoing compliance with these exemptions and does not engage in any regulated activities.

PanEuro is currently classified as dormant under UK accounting standards but may engage in exempt activities as described below.

Exempt Activities

PanEuro’s activities may include, but are not limited to:

Dealing on own account as principal with professional clients and eligible counterparties (Article 16 RAO exclusion applies as PanEuro does not hold client assets or funds).
Facilitating introductions or transactions on a non-systematic, incidental basis between professional clients and eligible counterparties, without receiving remuneration tied to the transaction volume or acting as an intermediary in a regulated sense.
Promoting investment opportunities to professional clients and eligible counterparties only, without providing regulated investment advice or recommendations.
Incidental own-account trading under MiFID exemptions (as transposed into UK law), where such trading is not the main business and is ancillary to non-investment services.

These activities are conducted in a manner that does not require FCA authorisation, as they fall outside the regulated perimeter under the RAO and FSMA.

Cross-Border Considerations

PanEuro's activities are UK-based and do not target or solicit clients in jurisdictions where authorisation would be required (e.g., under EU MiFID II for EEA clients). Clients outside the UK must ensure compliance with their local laws. PanEuro does not provide services to clients in restricted jurisdictions and reserves the right to decline engagements based on jurisdictional risks.

Eligible Counterparties

PanEuro only engages with professional clients (as defined in the FCA's Conduct of Business Sourcebook (COBS) 3.5) and eligible counterparties. Retail clients are explicitly excluded.

All potential clients must undergo classification as professional clients or eligible counterparties in accordance with FCA COBS rules (even though PanEuro is exempt). PanEuro reserves the right to decline engagement if classification cannot be confirmed.

PanEuro complies with applicable non-regulatory obligations, such as anti-money laundering requirements under the Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017.

Investor Protections

As PanEuro is not FCA-authorised:

Clients do not have access to the Financial Ombudsman Service (FOS) or the Financial Services Compensation Scheme (FSCS).
There are no regulatory protections typically afforded to clients of authorised firms.

Clients are encouraged to seek independent advice on the implications of transacting with an exempt entity.

Document Disclaimer

All documents and materials provided by PanEuro, including but not limited to teasers, private placement memoranda, and investment summaries (collectively, the "Documents"), are for informational purposes only and do not constitute an offer, solicitation, or recommendation to buy or sell any securities or engage in any transaction.

The Documents have not been reviewed or approved by any regulatory authority. PanEuro makes no representations or warranties, express or implied, regarding the accuracy, completeness, or suitability of the information contained therein. Reliance on the Documents is at your own risk.

PanEuro shall not be liable for any losses, damages, or claims arising from the use of or reliance on the Documents, including but not limited to negligence, misrepresentation, or breach of contract. You undertake that you will not seek to sue or hold PanEuro liable in any respect in connection with the Opportunity. You confirm that you have conducted your own due diligence, sought independent legal, tax, and financial advice as necessary, and are participating solely on that basis. This disclaimer shall be governed by the laws of England and Wales, and any disputes arising hereunder shall be subject to the exclusive jurisdiction of the courts of England and Wales.

For regulatory queries, contact admin@paneuro.co.uk.

Senior Advisors Notice

PanEuro engages Senior Advisors on an independent contractor basis to act as ambassadors for the company. Their role is strictly limited to making referrals of potential investment opportunities to PanEuro for potential onward introduction to our Monaco-based wholesale/sophisticated investor. Referrals consist solely of informing potential parties about our services and providing our contact details, with no further involvement, negotiation, promotion, or engagement in any regulated activities.

Key Disclaimers:

Independent Status: Senior Advisors are not employees, agents, partners, or representatives of PanEuro. They have no authority to bind the company, make commitments on its behalf, or provide financial product advice, deal in financial products, or arrange investments. They operate as independent professionals and are responsible for their own compliance with applicable laws, including taxation.
No Regulated Activities (Australia): The activities of Senior Advisors under their agreements with PanEuro do not constitute providing financial product advice, dealing in financial products, or any other regulated financial services under the UK Financial Services and Markets Act 2000, the Australian Corporations Act 2001 (Cth), or equivalent laws in any jurisdiction. Referrals are limited to factual, non-advisory information and fall within exemptions for non-regulated referrals as per ASIC Regulatory Guide 36 (RG 36) and overseas provider exemptions.
Compensation and Conflicts: Senior Advisors may receive success-based fees tied to qualifying transactions resulting from accepted referrals, as outlined in their individual agreements. They are required to disclose any potential benefits or conflicts of interest to referred parties. PanEuro ensures transparency and resolves any conflicts amicably.
Website Listings: Any profiles or mentions of Senior Advisors on this website are for informational purposes only and do not imply an employment or agency relationship. Listings are included with the Senior Advisor's consent and are subject to the general disclaimers and risk warnings on this website.
No Reliance: Visitors to this website should not rely on any information related to Senior Advisors as financial advice or an endorsement. All potential engagements must be evaluated independently, and professional advice should be sought as needed.
Compliance and Indemnity: Senior Advisors must comply with all applicable laws, including anti-bribery, anti-money laundering, data protection (e.g., UK GDPR and, if applicable, the Privacy Act 1988 (Cth)), and sanctions laws. PanEuro indemnifies Senior Advisors for claims arising from the company's activities, provided they comply with their agreement.

This notice is provided in accordance with our commitment to transparency and regulatory compliance. For further details, refer to the full Senior Advisor Agreement template or contact us at admin@paneuro.co.uk. This notice is current as of September 12, 2025, and may be updated without prior notice.