Notices

Last updated: September 12, 2025

General Website Disclaimer

This website and its content, including any embedded videos, scripts, or promotional materials (such as the Advisory Overview video), do not constitute an invitation, offer, or solicitation to engage in any investment activity or regulated financial service. Access is restricted to eligible counterparties and professional clients only. If you do not qualify as a professional client (per FCA COBS 3.5) or eligible counterparty, you must exit immediately. The information provided is for informational purposes only and is not intended as financial, investment, tax, legal, or other advice. PanEuro Special Situations Ltd ("PanEuro") makes no representations or warranties as to the accuracy, completeness, or suitability of the information.

Regulatory Status

PanEuro is not authorised or regulated by the Financial Conduct Authority (FCA) or any other regulatory body. It operates exclusively within applicable exemptions and exclusions under UK law, including the Financial Services and Markets Act 2000 (FSMA) and the Financial Services and Markets Act 2000 (Regulated Activities) Order 2001 (RAO). PanEuro regularly reviews its activities to ensure ongoing compliance with these exemptions and does not engage in any regulated activities.

PanEuro is currently classified as dormant under UK accounting standards but may from time to time engage in exempt activities as described below, without triggering a need for authorization.

Exempt Activities

PanEuro’s activities may include, but are not limited to:

• Dealing on own account as principal with professional clients and eligible counterparties (Article 16 RAO exclusion applies as PanEuro does not hold client assets or funds).

• Facilitating introductions or transactions on a non-systematic, incidental basis between professional clients and eligible counterparties, without receiving remuneration tied to the transaction volume or acting as an intermediary in a regulated sense.

• Promoting investment opportunities to professional clients and eligible counterparties only, without providing regulated investment advice or recommendations.

• Incidental own-account trading under MiFID exemptions (as transposed into UK law), where such trading is not the main business and is ancillary to non-investment services.

These activities are conducted in a manner that does not require FCA authorisation, as they fall outside the regulated perimeter under the RAO and FSMA. All engagements are structured through dedicated special purpose vehicles (SPVs) to meet jurisdictional requirements, and PanEuro collaborates exclusively with regulated counterparties where necessary.

Cross-Border Considerations

PanEuro's activities are UK-based and do not target or solicit clients in jurisdictions where authorisation would be required (e.g., under EU MiFID II for EEA clients or equivalent regimes in other territories). Clients outside the UK must ensure compliance with their local laws. PanEuro does not provide services to clients in restricted jurisdictions and reserves the right to decline engagements based on jurisdictional risks.

Eligible Counterparties

PanEuro only engages with professional clients (as defined in the FCA's Conduct of Business Sourcebook (COBS) 3.5) and eligible counterparties. Retail clients are explicitly excluded.

All potential clients must undergo classification as professional clients or eligible counterparties in accordance with FCA COBS rules (even though PanEuro is exempt). PanEuro reserves the right to decline engagement if classification cannot be confirmed.

PanEuro complies with applicable non-regulatory obligations, such as anti-money laundering requirements under the Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017.

Investor Protections

As PanEuro is not FCA-authorised:

• Clients do not have access to the Financial Ombudsman Service (FOS) or the Financial Services Compensation Scheme (FSCS).

• There are no regulatory protections typically afforded to clients of authorised firms.

Clients are encouraged to seek independent advice on the implications of transacting with an exempt entity and to review this page in full before any engagement.

Overview of Exempt Services

PanEuro specializes in special situations, targeting undervalued assets, distressed opportunities, restructurings, and other non-traditional scenarios. We focus on critical company moments such as expansion, stabilization, and turnaround, offering strategic insights to solve problems efficiently and uncover hidden value. Our services include:

• Capital Markets Support: Expertise in equity and debt instruments, designing optimal capital structures, refinancing strategies, and securing financing amid varying market conditions.

• Mergers and Acquisitions: Full lifecycle assistance, from strategic planning and target identification to due diligence, valuation, negotiation, and integration, on both buy-side and sell-side.

• Restructuring and Distress Management: Developing turnaround plans, leading workouts, and stabilizing balance sheets while aligning stakeholder interests.

We work exclusively with professional clients and eligible counterparties, often collaborating with regulated partners to ensure seamless execution. These services are provided strictly within the exempt activities outlined above, without constituting regulated advice.

Use of Special Purpose Vehicles (SPVs)

PanEuro facilitates all of its advisory mandates, investments, and projects through Special Purpose Vehicles (SPVs). Each SPV is a standalone entity structured in accordance with the legal, regulatory, and commercial requirements of the jurisdiction relevant to the specific transaction. This approach allows for:

• Ring-Fencing Risks: Isolating project-specific risks and liabilities from the parent company and other investments.

• Tax and Regulatory Efficiency: Optimizing structures to comply with local laws while enhancing operational flexibility and minimizing cross-contamination.

• Investor Alignment: Enabling tailored co-investment opportunities with sector leaders, where PanEuro may commit its own capital on an exempt, own-account basis.

All SPV-related activities are conducted in collaboration with regulated counterparties and remain within FSMA exemptions.

Document Disclaimer

All documents and materials provided by PanEuro, including but not limited to teasers, private placement memoranda, and investment summaries (collectively, the "Documents"), are for informational purposes only and do not constitute an offer, solicitation, or recommendation to buy or sell any securities or engage in any transaction.

The Documents have not been reviewed or approved by any regulatory authority. PanEuro makes no representations or warranties, express or implied, regarding the accuracy, completeness, or suitability of the information contained therein. Reliance on the Documents is at your own risk.

PanEuro shall not be liable for any losses, damages, or claims arising from the use of or reliance on the Documents, including but not limited to negligence, misrepresentation, or breach of contract. You undertake that you will not seek to sue or hold PanEuro liable in any respect in connection with the opportunity. You confirm that you have conducted your own due diligence, sought independent legal, tax, and financial advice as necessary, and are participating solely on that basis. This disclaimer shall be governed by the laws of England and Wales, and any disputes arising hereunder shall be subject to the exclusive jurisdiction of the courts of England and Wales. For regulatory queries, contact admin@paneuro.co.uk.

Senior Advisors Notice

PanEuro engages Senior Advisors on an independent contractor basis to act as ambassadors for the company. Their role is strictly limited to making referrals of potential investment opportunities to PanEuro for potential onward introduction to our Monaco-based wholesale/sophisticated investor. Referrals consist solely of informing potential parties about our services and providing our contact details, with no further involvement, negotiation, promotion, or engagement in any regulated activities.

Key Disclaimers:

• Independent Status: Senior Advisors are not employees, agents, partners, or representatives of PanEuro. They have no authority to bind the company, make commitments on its behalf, or provide financial product advice, deal in financial products, or arrange investments. They operate as independent professionals and are responsible for their own compliance with applicable laws, including taxation.

• No Regulated Activities (Australia): The activities of Senior Advisors under their agreements with PanEuro do not constitute providing financial product advice, dealing in financial products, or any other regulated financial services under the UK Financial Services and Markets Act 2000, the Australian Corporations Act 2001 (Cth), or equivalent laws in any jurisdiction. Referrals are limited to factual, non-advisory information and fall within exemptions for non-regulated referrals as per ASIC Regulatory Guide 36 (RG 36) and overseas provider exemptions.

• Compensation and Conflicts: Senior Advisors may receive success-based fees tied to qualifying transactions resulting from accepted referrals, as outlined in their individual agreements. They are required to disclose any potential benefits or conflicts of interest to referred parties. PanEuro ensures transparency and resolves any conflicts amicably.

• Website Listings: Any profiles or mentions of Senior Advisors on this website are for informational purposes only and do not imply an employment or agency relationship. Listings are included with the Senior Advisor's consent and are subject to the general disclaimers and risk warnings on this website.

• No Reliance: Visitors to this website should not rely on any information related to Senior Advisors as financial advice or an endorsement. All potential engagements must be evaluated independently, and professional advice should be sought as needed.

• Compliance and Indemnity: Senior Advisors must comply with all applicable laws, including anti-bribery, anti-money laundering, data protection (e.g., UK GDPR and, if applicable, the Privacy Act 1988 (Cth)), and sanctions laws. PanEuro indemnifies Senior Advisors for claims arising from the company's activities, provided they comply with their agreement.

This notice is provided in accordance with our commitment to transparency and regulatory compliance. For further details, refer to the full Senior Advisor Agreement template or contact us at admin@paneuro.co.uk. This notice is current as of September 12, 2025, and may be updated without prior notice.

Cookie Notice

Last updated: September 14, 2025

This Cookie Notice for PanEuro Special Situations Ltd (doing business as PanEuro Corporate Advisory) ("PanEuro," "we," "us," or "our") explains how we and our partners use cookies and similar technologies to recognize you when you visit our website at https://www.paneuro.co.uk/ ("Website"). It explains what these technologies are and why we use them, as well as your rights to control our use of them.

This Cookie Notice should be read in conjunction with our Privacy Policy, which sets out how and why we collect, store, use, and share personal information generally.

This Cookie Notice applies to our operations in all countries worldwide except those designated as Islamic states (e.g., countries where Islamic law or Sharia is the primary legal system, such as Iran, Saudi Arabia, and Pakistan). We comply with applicable data protection and e-privacy laws in the jurisdictions where we operate, including but not limited to the UK Privacy and Electronic Communications Regulations (PECR), the UK General Data Protection Regulation (UK GDPR), the EU ePrivacy Directive and General Data Protection Regulation (GDPR), the California Consumer Privacy Act (CCPA) as amended by the California Privacy Rights Act (CPRA), and equivalent laws in other relevant jurisdictions such as Australia, Canada, and Japan.

If you do not agree with our use of cookies and similar technologies as described in this notice, please disable them by following the instructions below or by changing your browser settings. However, please note that if you reject or disable cookies, certain features of our Website may not function properly.

What are Cookies?

Cookies are small data files that are placed on your computer or mobile device when you visit a website. Cookies are widely used by website owners to make their websites work, or to work more efficiently, as well as to provide reporting information.

Cookies set by the website owner (in this case, PanEuro) are called "first-party cookies." Cookies set by parties other than the website owner are called "third-party cookies." Third-party cookies enable third-party features or functionality to be provided on or through the website (e.g., advertising, interactive content, and analytics). The parties that set these third-party cookies can recognize your device both when it visits our Website and also when it visits certain other websites.

We may also use other tracking technologies similar to cookies, such as web beacons (also known as "pixel tags" or "clear GIFs"), which are tiny graphics files that contain a unique identifier that enable us to recognize when someone has visited our Website or opened an email that we have sent them. These technologies may be used in connection with some Website pages and HTML-formatted email messages to, among other things, track the actions of Website users and email recipients, measure the success of our marketing campaigns, and compile statistics about Website usage and response rates.

Why Do We Use Cookies?

We use first-party and third-party cookies for several reasons. Some cookies are required for technical reasons in order for our Website to operate, and we refer to these as "essential" or "strictly necessary" cookies. Other cookies enable us to track and target the interests of our users to enhance the experience on our Website. Third parties may serve cookies through our Website for advertising, analytics, and other purposes.

Types of Cookies We Use

The specific types of first- and third-party cookies served through our Website and the purposes they perform are described in the table below (please note that the specific cookies served may vary depending on the features you use):

We do not currently use cookies for targeted advertising on our Website, but this may change in the future. If we introduce such cookies, we will update this notice and seek your consent where required by law.

Your Choices Regarding Cookies

You have the right to decide whether to accept or reject non-essential cookies. You can exercise your cookie preferences by clicking on the appropriate opt-out links provided in our cookie consent banner when you first visit our Website, or by adjusting your settings in our cookie management tool (if available).

You can also set or amend your web browser controls to accept or refuse cookies. If you choose to reject cookies, you may still use our Website though your access to some functionality and areas may be restricted. As the means by which you can refuse cookies through your web browser controls vary from browser to browser, you should visit your browser's help menu for more information.

In addition, most advertising networks offer you a way to opt out of targeted advertising. If you would like to find out more information, please visit:

• Digital Advertising Alliance: http://www.aboutads.info/choices/

• European Interactive Digital Advertising Alliance: http://www.youronlinechoices.com/

• Network Advertising Initiative: http://www.networkadvertising.org/choices/

For Google Analytics specifically, you can opt out by installing the Google Analytics Opt-out Browser Add-on available at: https://tools.google.com/dlpage/gaoptout.

If you are a resident of California, under the CCPA/CPRA, you have the right to opt out of the sale or sharing of your personal information, which may include data collected via cookies. We do not sell personal information, but if we share it with third parties for cross-context behavioural advertising, you can opt out by contacting us or using the mechanisms above.

Do-Not-Track Features

Most web browsers and some mobile operating systems include a Do-Not-Track ("DNT") feature or setting you can activate to signal your privacy preference not to have data about your online browsing activities monitored and collected. At this stage, no uniform technology standard for recognizing and implementing DNT signals has been finalized. As such, we do not currently respond to DNT browser signals or any other mechanism that automatically communicates your choice not to be tracked online. If a standard for online tracking is adopted that we must follow in the future, we will inform you about that practice in a revised version of this Cookie Notice.

Changes to This Cookie Notice

We may update this Cookie Notice from time to time, for example, to reflect changes to the cookies we use or for other operational, legal, or regulatory reasons. Please revisit this Cookie Notice regularly to stay informed about our use of cookies and related technologies. The date at the top of this Cookie Notice indicates when it was last updated.

How Can You Contact Us About This Notice?

If you have questions or comments about this notice, you may email us at admin@paneuro.co.uk

If you are a resident in the EEA or UK and believe we are unlawfully processing your personal information via cookies, you have the right to complain to your local data protection supervisory authority. You can find their contact details at: https://edpb.europa.eu/about-edpb/board/members_en (for EEA) or https://ico.org.uk/ (for UK).

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